Tuesday, August 24, 2010

SEC Publishes Best Practices for Senior Investors

Source: SEC

Washington, D.C., Aug. 13, 2010 — The Securities and Exchange Commission, Financial Industry Regulatory Authority (FINRA) and North American Securities Administrators Association (NASAA) today updated a joint report that outlines practices being used by financial services firms to strengthen their policies and procedures for serving senior investors as they approach and begin retirement.

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